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Policy and Regulation
November 24, 2022

Regulatory Round-up: Goldman Sachs AM hit with fine; Esma consults on fund name greenwashing

By Victor Smart

Goldman Sachs Asset Management has been charged by the US Securities and Exchange Commission for failing to follow policies and procedures for environmental, social and governance investments, and has been fined $4mn. The charges relate to policy and procedure shortcomings between April 2017 and February 2020, which involved ...

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